The Lou Holland Growth Fund
Notice of Privacy Policy & Practices

The Lou Holland Growth Fund recognizes and respects the privacy expectations of our customers.¹  We are providing this notice to you so that you will know what kinds of information we collect about our customers and the circumstances in which that information may be disclosed to third parties who are not affiliated with the Fund. 

We collect nonpublic personal information about our customers from the following sources:

• Account applications and other forms, which may include a customer’s name, address, social security number, and information about a customer’s investment goals and risk tolerance;

• Account history, including information about the transactions and balances in a customer’s accounts; 

• Correspondence, written, telephonic or electronic between a customer and the Fund or service providers to the Fund; and

We also may collect identity and transaction information about investors who hold shares in the Fund through omnibus accounts or similar arrangements with financial intermediaries, such as broker-dealers, retirement plan administrators, and insurance companies, so that we can monitor short-term trading in such accounts and enforce the Fund’s policy regarding excessive short-term trading.

We may disclose all of the information described above to certain third parties who are not affiliated with the Fund as permitted by law – for example sharing information with companies which maintain or service customer accounts for the Fund is permitted and is essential for us to provide shareholders with necessary or useful services with respect to their accounts.  We may also share information with companies that perform marketing services on our behalf or to other financial institutions with whom we have joint marketing agreements.

We maintain, and require joint marketers and service providers to the Fund to maintain policies and procedures designed to assure only appropriate access to, and use of, information about our customers.  When information about Fund customers is disclosed to nonaffiliated third parties, we require that the third party maintain the confidentiality of the information disclosed and limit the use of information by the third party solely to the purposes for which the information is disclosed or as otherwise permitted by law. 

We will adhere to the policies and practices described in this notice regardless of whether you are a current or former shareholder of the Fund.